AUSTRALIA HUBMarkets
ASIC
Australian Securities & Investments Commission
RG 259 · market integrity · FAR
Who it applies to
Companies, financial services licensees, markets and consumer credit.
Key instruments
- 01RG 259 Risk management systems of responsible entities
- 02Financial Accountability Regime (FAR) — joint with APRA
- 03Market Integrity Rules — technology and operational resilience
- 04Breach reporting regime RG 78 — 30 calendar days
Compliance calendar
- FAR for insurers & super — 15 Mar 2025
- Internal dispute resolution data reporting — ongoing
Penalty framework
Civil penalties to the greater of $16.5m, 3× benefit, or 10% annual turnover (capped at $825m).
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Templates, applicability matrices and board-paper skeletons for ASIC.